Wiley Series 7 Securities Licensing Exam Review 2019 + Test Bank

The General Securities Representative Examination

Business & Finance, Finance & Investing, Finance
Cover of the book Wiley Series 7 Securities Licensing Exam Review 2019 + Test Bank by Wiley, Wiley
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Author: Wiley ISBN: 9781119553830
Publisher: Wiley Publication: December 11, 2018
Imprint: Wiley Language: English
Author: Wiley
ISBN: 9781119553830
Publisher: Wiley
Publication: December 11, 2018
Imprint: Wiley
Language: English

The most comprehensive guide to the Series 7 exam in the marketplace includes a self-directed study guide with all the most essential information to becoming a stockbroker. Areas covered include: Stocks, Debt Securities, Investment Banking, Securities Markets, Taxes, Securities Analysis, Self-Regulatory Organizations (SRO's), Mutual Funds and Investment Companies, Annuities, Margin, Options, Money Market Instruments, Direct Participation Programs and Municipal Securities. There is no prerequisite exam for the FINRA Series 7, however, test takers will be required to take the Series 63 or Series 66 as co-requisite exams. The Series 7 exam is made up of 260 multiple-choice questions of which 10 are experimental. Each student will be given a total of 6 hours for the exam (3 hours for each half). A grade of 72 is considered passing. This book includes multiple practice exams to help test takers improve their scores. The General Securities Representative Examination (Series 7) is an entry-level examination that qualifies the individual for registration with all self-regulatory organizations to trade, promote, and sell:

  • Public offerings and/or private placements of corporate securities (stocks and bonds)
  • rights
  • warrants
  • mutual funds
  • money market funds
  • unit investment trusts
  • REITS
  • asset-backed securities
  • mortgage-backed securities
  • options
  • options on mortgage-backed securities
  • municipal securities
  • government securities
  • repos and certificates of accrual on government securities
  • direct participation programs
  • securities traders
  • venture capital
  • ETFs
  • hedge funds
View on Amazon View on AbeBooks View on Kobo View on B.Depository View on eBay View on Walmart

The most comprehensive guide to the Series 7 exam in the marketplace includes a self-directed study guide with all the most essential information to becoming a stockbroker. Areas covered include: Stocks, Debt Securities, Investment Banking, Securities Markets, Taxes, Securities Analysis, Self-Regulatory Organizations (SRO's), Mutual Funds and Investment Companies, Annuities, Margin, Options, Money Market Instruments, Direct Participation Programs and Municipal Securities. There is no prerequisite exam for the FINRA Series 7, however, test takers will be required to take the Series 63 or Series 66 as co-requisite exams. The Series 7 exam is made up of 260 multiple-choice questions of which 10 are experimental. Each student will be given a total of 6 hours for the exam (3 hours for each half). A grade of 72 is considered passing. This book includes multiple practice exams to help test takers improve their scores. The General Securities Representative Examination (Series 7) is an entry-level examination that qualifies the individual for registration with all self-regulatory organizations to trade, promote, and sell:

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